SEC reportedly launches investigation into insider trading on exchanges

The commission could be performing routine check-ups on the exchange in question or it could be looking for specific compliance violations to litigate against.

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Stay On Top Of The Debt Relief Industry's Regulatory Landscape

On November 6-7, 2022, Shipkevich PLLC will be hosting a Regulatory Workshop in Costa Mesa, California focusing on the fundamental regulatory issues facing debt relief professionals and how they can adapt.